Justin Ramirez CCO and General Counsel
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Recent activity by Justin Ramirez CCO and General Counsel-
dub Advisors, LLC- Form ADV Part 2A
Form ADV Part 2A Brochure dub Advisors LLC April 1st, 2026 This brochure provides information about the qualifications and business practices of dub Advisors LLC (the “Firm”). If you have any qu...
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dub Advisors, LLC- Client Relationship Summary ("CRS")
dub Advisors LLCClient Relationship Summary March 31st, 2026 Our name is dub Advisors LLC (“we,” “us,” “our,”). We are registered with the Securities and Exchange Commission as an investment advi...
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DASTA Financial, LLC- Annual Disclosure Statement
Annual Disclosure Statementdub Financial, LLC (“dub Financial” or “DASTA Financial”) is an SEC- registered broker dealer, member FINRA and SIPC. Please carefully review this annual disclosure state...
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dub Financial, LLC- Brokerage Agreement
DUB FINANCIAL, LLC BROKERAGE AGREEMENTThis Brokerage Agreement is entered into by dub Financial, LLC (“dub Financial”), a broker-dealer registered with the Securities and Exchange Commission (“SEC”...
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dub Financial, LLC- APEX FDIC-Insured Sweep Program Consent Addendum
APEX FDIC- Insured Sweep Program Consent AddendumYou consent to participate in Apex’s FDIC-Insured Sweep Program (the “Program”), and consent to Apex Clearing Corporation placing or investing (i.e....
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dub Financial, LLC- Customer Relationship Summary ("CRS")
Customer Relationship Summary Helping you make an informed decision Form CRS Introduction dub Financial LLC (“dub Financi...
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DASTA Financial, LLC- Business Continuity Plan Policy ("BCP")
DASTA Financial, LLC (the “Firm”)Business Continuity Plan PolicyFINRA Rule 4370As an introducing broker-dealer, the Firm has developed a Business Continuity and Disaster Recovery Plan to ensure bus...
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DASTA Financial, LLC- Order Routing Disclosure
At DASTA Financial, LLC ("DASTA Financial"), we are committed to providing you with transparency regarding our order routing practices. This disclosure document is intended to help you understand ...
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DASTA Financial, LLC- Fractional Shares Disclosure
FRACTIONAL SHARES DISCLOSUREOrders for Fractional SharesDASTA Financial, LLC (“DASTA Financial”) will not accept dollar-based orders less than $1.00 per security included in a portfolio. DASTA Fina...
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FINRA PUBLIC DISCLOSURE
FINRA’s BrokerCheck Hotline provides certain information regarding the disciplinary history of FINRA members and their associated persons in response to written inquiries, electronic inquiries, or ...