dub Advisors LLC
Client Relationship Summary
March 31st, 2026
Our name is dub Advisors LLC (“we,” “us,” “our,”). We are registered with the Securities and Exchange Commission as an investment adviser. The services offered and fees charged by an investment adviser differ from those of broker-dealers and it is important that you understand the differences. Free and simple tools are available to research investment adviser firms, broker-dealers, and their financial professionals at www.Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing.
What investment services and advice can you provide me? We offer discretionary model portfolio management services and limited non-discretionary investment advisory services to retail investors through the dub app. The dub app provides a platform where you can research investment opportunities and trade in financial instruments, including Premium Portfolios created and managed by us, as well as model portfolios available through our Creator Program (“Creator Program Portfolios”). Users may also construct and share their own self-directed model portfolios (“User Portfolios”), which are not managed or supervised by us.
- Premium Portfolios: These model portfolios are actively managed by us, and we retain full discretion over investment decisions, rebalancing, and risk management.
- Creator Program Portfolios: These model portfolios originate from third-party creators but undergo due diligence and approval by our investment committee. While creators create and update their model portfolios, we retain sole discretion over execution and trading decisions.
- Sponsored Portfolios: These portfolios are endorsed or sponsored by individuals or entities, but we retain full control over their construction, updates, and management.
Note: User Portfolios are self-directed, meaning that we do not manage, monitor, or supervise any trading activity in these portfolios. Transactions related to User Portfolios are executed through dub Financial, LLC, an affiliate of DASTA.
The dub App collects and analyzes personal information provided by you to create a User Profile, which considers factors such as age, income, investment objectives, and risk tolerance. Based on this profile, we may recommend Premium Portfolios that align with your risk tolerance, but you make the ultimate decision to buy or sell investments. We do not have the authority to buy or sell investments on your behalf without your instruction.
Please see Items 4 and 7 of our Form ADV Part 2A for a more detailed description of our services.
What fees will I pay? You will pay a subscription fee for access to each Premium Portfolio you select on the dub app. Premium Portfolios may be created and managed internally by dub Advisors or offered through our Creator Program. All Premium Portfolios are offered under a subscription-based pricing model.
Subscription fees generally range from $25 to $500 per Premium Portfolio, are billed quarterly or annually in advance, and are not based on the amount of assets you invest. Each Premium Portfolio requires a separate subscription, and you may subscribe to one or more Premium Portfolios at the same time.
The subscription fee provides you with access to the applicable model strategy. We do not charge an asset-based advisory fee on assets allocated to Premium Portfolios.
In addition to subscription fees, you will also be subject to other costs, including but not limited to: (i) brokerage and clearing fees charged by dub Financial, (ii) regulatory transaction fees, (iii) paper statement, maintenance, or other account-related fees charged by dub Financial, and (iv) technology fees or other product-related fees charged by affiliated entities in connection with certain platform features or functionality. These additional costs are separate from and not included in your advisory subscription fee.
You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please see Items 5.A., B., C., and D of our Form ADV Part 2A for further details on our fees which is available at https://adviserinfo.sec.gov/.
What are your legal obligations to me when acting as my investment adviser? How else does your firm make money and what conflicts of interest do you have? When we act as your investment adviser, we must act in your best interest and not put our interests ahead of yours. However, the way we make money creates some conflicts of interest. Here is an example:
Subscription-Based Fees: Since our fees are based on access to each Premium Creator, we may have an incentive to encourage you to allocate more assets to multiple Premium Creator or be motivated to base our recommendation based on the higher Premium Subscription fee.
Please see the more detailed disclosure on our conflicts of interest in Items 5, 6, 10, 11, 12, 14, and 17 of our Form ADV Part 2A, which is available at https://adviserinfo.sec.gov/.
How do your financial professionals make money? We pay our financial professionals a salary and discretionary bonus based on their performance.
Do you or your financial professionals have legal or disciplinary history?
In 2026, the Enforcement Section of the Securities Division of the Office of the Secretary of the Commonwealth of Massachusetts (the “Division”) entered a Consent Order against the Firm in connection with Docket No. E-2025-0072. The Division’s investigation concerned whether the Firm’s advertising practices during the period of approximately December 13, 2024 through March 8, 2025 complied with the Massachusetts Uniform Securities Act, M.G.L. c. 110A (the “Act”).
The Division established that the Firm engaged in acts and practices in violation of Section 204 of the Act by failing to reasonably supervise its agents, investment adviser representatives, or other employees in ensuring that its advertising contained proximate and prominent disclosures. The matter involved a social media advertisement for a Premium Portfolio that did not include sufficiently proximate and prominent disclosures regarding the performance data presented. Without admitting or denying the violations, the Firm consented to the entry of the Consent Order, which included the payment of an administrative fine.
The Firm has since enhanced its advertising review policies and procedures, including implementing controls designed to ensure that all marketing materials contain appropriate disclosures in compliance with applicable regulations.
Visit www.Investor.gov/CRS for a free and simple search tool to research us and our financial professionals.
You can find additional information about our investment advisory services at www.SEC.gov. You can request up to date information and a copy of our relationship summary by contacting us at 917-261-2036 .