Justin Ramirez CCO and General Counsel
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Recent activity by Justin Ramirez CCO and General Counsel-
APEX- FDIC-INSURED SWEEP PROGRAM
APEX FDIC-INSURED SWEEP PROGRAM TERMS AND CONDITIONS You may elect to have dormant cash in your brokerage account at Apex Clearing Corporation (“Apex”) “swept” into and out of an interest-bearing F...
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APEX- SWEEP PROGRAM PARTICIPATING BANK LIST
APEX CLEARING FDIC-INSURED DEPOSIT SWEEP PROGRAM PARTICIPATING BANK LIST Participating Banks as of June 2, 2023 BNY Mellon, N.A. (as Intermediary Bank) Lake Forest Bank & Trust Company, N.A. ...
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APEX - Customer Information Brochure
CUSTOMER INFORMATION BROCHUREThis brochure has been prepared to explain some of the basic procedures for customers of an introducing brokerage firm using the facilities of Apex Clearing Corporation...
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APEX- Annual Disclosure Statement
APEX ANNUAL DISCLOSURE STATEMENTANTI-MONEY LAUNDERINGTo help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain...
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APEX- Acceptance of Orders and Execution of Transactions
Acceptance of Orders and Execution of Transactions Orders received by your broker-dealer can be executed by your broker-dealer or forwarded to the Firm for execution.The party executing the order w...
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APEX- Business Continuity Plan Policy
APEX ClearingBusiness Continuity Plan PolicyFINRA Rule 4370As a fully disclosed and omnibus clearing firm, the Firm has developed a Disaster Recovery Plan to ensure business continuity. In the Firm...
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General Disclaimer
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Paid Influencers
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Portfolios Content Disclosure
Content provided to you about dub Portfolios is for informational purposes only, and is not intended as and may not be relied on in any manner as a recommendation or endorsement of any portfolio, ...